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David Jerome Lutz

Jonestrading

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About David Jerome Lutz

David Lutz is a financial professional with over 27 years of experience in the industry. David is currently registered with Jonestrading and holds a Series 7, 24, 4, 55, 57TO, and 63. David has held previous positions with Stifel, Nicolaus & Company, Incorporated, Wachovia Capital Markets, LLC, Wachovia Securities, LLC, Warburg Dillon Read LLC, Deutsche Bank Securities Inc., BT Alex. Brown Incorporated, and Alex. Brown & Sons Incorporated.

Firm Information

David Lutz is currently registered with Jonestrading. Jonestrading is a Limited Liability Company formed in August 2001. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Jonestrading has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Lutz’s Registration & Firm History

CA

05/27/2014 - Present

Jonestrading (Thousand Oaks CA)

MD

04/25/2007 - 05/27/2014

STIFEL, NICOLAUS & COMPANY, INCORPORATED (BALTIMORE MD)

NY

07/01/2003 - 02/23/2007

WACHOVIA CAPITAL MARKETS, LLC (NEW YORK NY)

MO

04/26/2000 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

06/10/1999 - 03/27/2000

WARBURG DILLON READ LLC (NEW YORK NY)

NY

06/14/1999 - 07/13/1999

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

09/01/1997 - 06/14/1999

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

NA

02/24/1995 - 09/01/1997

ALEX. BROWN & SONS INCORPORATED

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Licenses & Designations

BC

Issued 05/25/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/21/1999

Series 24 - General Securities Principal Examination

BC

Issued 06/19/1997

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/22/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Jerome Lutz.
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