Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Jerome Ferneding is a financial professional with over 30 years of experience in the financial services industry. David has worked for several prominent firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, and Wells Fargo Clearing Services, LLC. Currently, David is registered with Sowell Management as an Investment Advisor Representative in Texas. David has a wide range of experience in financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AR
08/12/2022 - Present
Sowell Management (NORTH LITTLE ROCK AR)
TX
11/20/2018 - 07/05/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (DENTON TX)
TX
06/12/2009 - 11/26/2018
WELLS FARGO CLEARING SERVICES, LLC (DENTON TX)
TX
06/01/2009 - 06/15/2009
MORGAN STANLEY SMITH BARNEY (PLANO TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PLANO TX)
TX
09/02/2005 - 04/02/2007
MORGAN STANLEY DW INC. (PLANO TX)
NY
04/25/2001 - 09/06/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
RI
11/03/1999 - 03/20/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
08/28/1991 - 11/03/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 06/11/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/17/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/26/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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