Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Jeremy Taksen is a financial advisor who has been in the industry since May 2004. David is currently registered with Charles Schwab & Co., Inc., and previously held positions at TD Ameritrade, Inc., Pershing LLC, Pershing Advisor Solutions LLC, Fidelity Brokerage Services LLC, Lincoln Financial Advisors Corporation, Lincoln Financial Securities Corporation, Securities America, Inc., Pioneer Funds Distributor, Inc., Forum Fund Services, LLC, Brown Brothers Harriman & Co., and Pruco Securities Corporation. David specializes in financial planning, and is a registered representative in 6 states: Connecticut, Maine, Massachusetts, New Hampshire, Rhode Island and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
03/20/2023 - Present
Charles Schwab & CO., Inc. (Westlake TX)
NE
03/24/2023 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
MA
10/29/2021 - 02/07/2023
PERSHING LLC (BOSTON MA)
MA
03/27/2020 - 02/07/2023
PERSHING ADVISOR SOLUTIONS LLC (BOSTON MA)
MA
05/13/2015 - 02/19/2020
TD AMERITRADE, INC. (Boston MA)
MA
12/04/2009 - 04/02/2015
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
IN
04/04/2008 - 04/08/2009
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
03/26/2008 - 04/08/2009
LINCOLN FINANCIAL SECURITIES CORPORATION (FORT WAYNE IN)
MA
12/15/2005 - 02/07/2007
SECURITIES AMERICA, INC. (BOSTON MA)
MA
03/01/2004 - 12/20/2005
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
ME
09/29/2003 - 03/01/2004
FORUM FUND SERVICES, LLC (PORTLAND ME)
NY
01/10/2001 - 07/24/2001
BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)
NJ
08/03/1998 - 06/25/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 06/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2004
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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