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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Taylor is a financial advisor with over 30 years of experience in the industry. David has a strong track record of providing financial guidance and investment solutions to a wide range of clients, including high-net-worth individuals, families, and businesses. David is a registered representative of Morgan Stanley and holds the Series 7, 9, 10, 24, 53, 63, and 65 licenses. David is committed to helping his clients achieve their financial goals and providing them with personalized financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
06/01/2009 - Present
Morgan Stanley (Holladay UT)
UT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PARK CITY UT)
UT
02/08/2005 - 04/02/2007
MORGAN STANLEY DW INC. (PARK CITY UT)
UT
08/21/1989 - 02/22/2005
ZIONS INVESTMENT SECURITIES, INC. (SALT LAKE CITY UT)
NA
07/27/1989 - 08/18/1989
ZIONS DISCOUNT BROKERAGE, INC.
NY
12/21/1983 - 08/08/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/23/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/15/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/11/2001
Series 24 - General Securities Principal Examination
BC
Issued 03/19/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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