Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Jeffrey Smith is an Investment Advisor Representative, a Broker and an Investment Advisor Representative for Fidelity Personal And Workplace Advisors. David Smith has been in the industry since November 23, 2021. David Smith is registered to sell securities in 53 states plus the District of Columbia, Puerto Rico and the Virgin Islands. David Smith's registrations are currently active in all jurisdictions. David Smith's firm Fidelity Personal And Workplace Advisors is a registered investment advisor with the SEC. The firm has $1 billion - $10 billion in assets under management. Fidelity Personal And Workplace Advisors manages assets for high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities and charitable organizations. The firm offers advisory services including financial planning, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
02/13/2023 - Present
Fidelity Personal AND Workplace Advisors (DURHAM NC)
BOTH
Issued 02/07/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/03/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/19/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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