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David Jeffrey Rousseau

FHN Financial Securities Corp.

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About David Jeffrey Rousseau

David Rousseau is a financial professional with over 35 years of experience in the securities industry. David is currently registered with FHN Financial Securities Corp. in Morristown, NJ and is a Series 7, 24, 63, 72 and SIE licensed professional. David has previously been registered with Spear, Leeds & Kellogg, L.P., Chase Manhattan Investment Services, Inc., Citicorp Investment Services, and Prudential Securities Incorporated. David has been active in the securities industry since 1987 and is licensed to sell securities in 25 states.

Firm Information

David Rousseau is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Rousseau’s Registration & Firm History

NJ

01/07/2005 - Present

FHN Financial Securities Corp. (Morristown NJ)

NY

02/11/1995 - 01/07/2005

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

IL

01/27/1994 - 01/27/1995

CHASE MANHATTAN INVESTMENT SERVICES, INC. (CHICAGO IL)

NY

07/07/1992 - 01/07/1994

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NY

12/23/1986 - 07/14/1992

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/10/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/31/1994

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Jeffrey Rousseau.
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