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David Jeffrey Dicks

Ocala Capital, LLC

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About David Jeffrey Dicks

David Jeffrey Dicks is a financial advisor registered with the state of Florida. David has worked in the financial industry for over 18 years and has a Series 3, 7, 63 and 66 licenses. David is currently an advisor at Ocala Capital, LLC, a firm specializing in financial planning, pension consulting and portfolio management.

Firm Information

David Dicks is currently registered with Ocala Capital, LLC. Ocala Capital, LLC is an investment advisor based in Ocala, Florida. They specialize in providing financial planning and portfolio management services to individuals, with a focus on high-net-worth individuals and individuals other than high-net-worth. The firm manages approximately $11.1 million in assets for 171 clients.

$11.10M

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Dicks’s Registration & Firm History

FL

01/01/2025 - Present

Ocala Capital, LLC (OCALA FL)

FL

01/03/2012 - 03/29/2018

KOVACK SECURITIES INC. (DUNDEE FL)

FL

10/06/2010 - 12/31/2011

SUMMIT BROKERAGE SERVICES, INC. (WINTER HAVEN FL)

FL

01/01/2008 - 07/15/2009

WELLS FARGO ADVISORS, LLC (WINTER HAVEN FL)

FL

07/21/2000 - 01/03/2008

A. G. EDWARDS & SONS, INC. (WINTER HAVEN FL)

NA

03/23/1994 - 04/18/1994

ALLEN & COMPANY OF FLORIDA, INC.

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Licenses & Designations

BOTH

Issued 08/30/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/21/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/29/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/08/2004

Series 3 - National Commodity Futures Examination

BC

Issued 07/20/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for David Jeffrey Dicks. Review regulatory record here.
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