Unclaimed
David Jeffrey Dicks is a financial advisor registered with the state of Florida. David has worked in the financial industry for over 18 years and has a Series 3, 7, 63 and 66 licenses. David is currently an advisor at Ocala Capital, LLC, a firm specializing in financial planning, pension consulting and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
01/01/2025 - Present
Ocala Capital, LLC (OCALA FL)
FL
01/03/2012 - 03/29/2018
KOVACK SECURITIES INC. (DUNDEE FL)
FL
10/06/2010 - 12/31/2011
SUMMIT BROKERAGE SERVICES, INC. (WINTER HAVEN FL)
FL
01/01/2008 - 07/15/2009
WELLS FARGO ADVISORS, LLC (WINTER HAVEN FL)
FL
07/21/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WINTER HAVEN FL)
NA
03/23/1994 - 04/18/1994
ALLEN & COMPANY OF FLORIDA, INC.
BOTH
Issued 08/30/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2004
Series 3 - National Commodity Futures Examination
BC
Issued 07/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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