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David Jeffrey Chapman

Charles Schwab & CO., Inc.

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About David Jeffrey Chapman

David Jeffrey Chapman is a financial advisor with over 16 years of experience in the industry. David Chapman has a current registration with the state of Texas through Charles Schwab & Co., Inc. Previous affiliations include USAA Financial Advisors, Inc. and Mariner Financial Services, Inc. David Chapman holds the Series 6, Series 7, and Series 63 licenses along with the SIE designation and is a Certified Financial Planner. David Chapman's expertise includes financial planning and the selection of other advisors.

Firm Information

David Chapman is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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David Chapman’s Registration & Firm History

TX

05/23/2020 - Present

Charles Schwab & CO., Inc. (San Antonio TX)

TX

12/21/2009 - 05/24/2020

USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)

FL

10/26/1994 - 11/15/1996

MARINER FINANCIAL SERVICES, INC. (LARGO FL)

GA

06/06/1994 - 10/28/1994

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 05/28/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/2009

Series 7 - General Securities Representative Examination

BC

Issued 06/03/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Jeffrey Chapman.
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