Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Birnbaum is a financial advisor with over 28 years of experience in the industry. David currently works at Wells Fargo Clearing Services, LLC, and has been with them since 2016. Before joining Wells Fargo, David was affiliated with Oppenheimer & Co. Inc., Citigroup Global Markets Inc., UBS PaineWebber Inc., and David Lerner Associates, Inc. David offers a range of investment advisory services to individuals and businesses. These services include financial planning, portfolio management, and selection of other advisors. David holds Series 3, 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/30/2016 - Present
Wells Fargo Clearing Services, LLC (PURCHASE NY)
NY
12/10/2007 - 04/15/2016
OPPENHEIMER & CO. INC. (WHITE PLAINS NY)
NY
04/02/2001 - 12/13/2007
CITIGROUP GLOBAL MARKETS INC. (SCARSDALE NY)
NJ
05/03/1999 - 04/09/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
01/11/1994 - 05/17/1999
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
IA
Issued 06/30/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/16/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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