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David Jay Weiniger

Velocity Clearing, LLC

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About David Jay Weiniger

David Weiniger is a financial professional with over 7 years of experience in the industry. David is currently registered with Velocity Clearing, LLC as a Series 7, 24, 4, 57TO, 99TO, and 63 license holder. David also has experience with Lek Securities Corporation and Bayridge Securities, LLC. David is a registered representative of Velocity Clearing, LLC and holds the following securities licenses: Series 7, Series 24, Series 4, Series 57TO, Series 99TO, and Series 63.

Firm Information

David Weiniger is currently registered with Velocity Clearing, LLC. Velocity Clearing, LLC is a Limited Liability Company formed in June 2010 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is registered with the SEC and has been involved in 4 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Weiniger’s Registration & Firm History

NY

11/16/2022 - Present

Velocity Clearing, LLC (New York NY)

NY

06/01/2016 - 08/19/2022

LEK SECURITIES CORPORATION (NEW CITY NY)

CA

05/11/2011 - 01/02/2013

BAYRIDGE SECURITIES, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 04/24/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/15/2020

Series 24 - General Securities Principal Examination

BC

Issued 05/17/2016

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for David Jay Weiniger. Review regulatory record here.
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