Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Raabe is a financial advisor with over 30 years of experience in the industry. David is currently registered with Stifel, Nicolaus & Company, Inc., and has been with the firm since 2014. Prior to joining Stifel, Nicolaus & Company, Inc., David was a registered representative with Raymond James & Associates, Inc. David holds Series 7, 24, 63, and 65 licenses, as well as the SIE exam. David has experience providing financial planning services, pension consulting, and educational seminars. David also has experience managing portfolios for individuals, businesses, and pooled investment vehicles. David's primary office is located in Fort Wayne, Indiana, and he is registered to provide advisory services in 20 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
05/06/2014 - Present
Stifel, Nicolaus & Company, Inc. (FORT WAYNE IN)
IN
03/31/2009 - 04/03/2014
RAYMOND JAMES & ASSOCIATES, INC. (MARION IN)
IN
07/14/1995 - 03/31/2009
NATCITY INVESTMENTS, INC. (MARION IN)
OH
01/04/1999 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
NY
08/03/1998 - 01/04/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
05/20/1996 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
IN
07/30/1991 - 07/14/1995
RAFFENSPERGER, HUGHES & CO., INC. (INDIANAPOLIS IN)
IA
Issued 09/05/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Raabe is the right advisor for you? Invested Better is here to help.
