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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Jay Lowi is a financial advisor currently registered with Stifel, Nicolaus & Company, Inc. David has been in the industry since 1998 and has experience working with high net worth individuals, corporations, and other businesses. David is also a member of The Grandview Group, LLC, a real estate investment group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/06/2019 - Present
Stifel, Nicolaus & Company, Inc. (SAN FRANCISCO CA)
CA
12/20/2001 - 11/03/2011
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
CA
09/25/1996 - 05/07/1999
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
FL
09/19/1995 - 03/25/1996
FIRST EQUITY CORPORATION OF FLORIDA (MIAMI FL)
NJ
09/07/1994 - 02/10/1995
J. B. HANAUER & CO. (PARSIPPANY NJ)
IA
Issued 01/12/2012
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/31/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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