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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Levine is a financial advisor registered with Fidelity Personal and Workplace Advisors, with over 28 years of experience in the industry. David's prior registrations include Emerson Equity LLC, Ari Financial Services, Inc., and Heritage Financial Systems, Inc., among others. David has passed the Series 6, 7, 31, 63, and 65 exams as well as the SIE. David holds active registrations in Oregon, Texas and is registered in 51 other states. David holds specializations in fixed income, equity, options, mutual funds, and variable annuities. David's firm offers financial planning services to both individuals and businesses, as well as portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OR
12/11/2023 - Present
Fidelity Personal AND Workplace Advisors (BEAVERTON OR)
CA
03/30/2016 - 09/05/2023
EMERSON EQUITY LLC (SAN MATEO CA)
KS
01/30/2015 - 04/01/2016
ARI FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
IL
01/03/2014 - 12/31/2014
ARETE WEALTH MANAGEMENT, LLC (CHICAGO IL)
KS
04/19/2013 - 12/31/2013
ARI FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
PA
09/23/2011 - 01/04/2012
HERITAGE FINANCIAL SYSTEMS, INC. (MALVERN PA)
TX
09/08/2010 - 08/29/2011
NELSONREID, INC. (HOUSTON TX)
TX
05/28/2010 - 08/12/2010
UNITED EQUITY SECURITIES, LLC (HUSTON TX)
OR
12/02/2009 - 04/16/2010
WORKMAN SECURITIES CORPORATION (LAKE OSWEGO OR)
OR
01/04/2006 - 08/31/2009
CAPWEST SECURITIES, INC. (LAKE OSWEGO OR)
CO
12/01/2003 - 12/31/2005
UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)
OH
01/19/2000 - 10/15/2003
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
SC
03/07/1996 - 01/12/2000
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
03/04/1993 - 03/13/1996
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
BOTH
Issued 11/30/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 08/25/1994
Series 7 - General Securities Representative Examination
BC
Issued 03/02/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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