Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kaufman is a financial advisor with Flagship Harbor Advisors, LLC. David has been in the financial services industry since September 1986. David is registered with the state of Florida as a registered investment advisor and in the state of Massachusetts as both a registered investment advisor and a broker. David holds the following securities licenses: Series 4, 6, 7, 24, 53, and 63. David has also earned the designations of Certified Financial Planner and Chartered Financial Consultant. In addition to their work with Flagship Harbor Advisors, LLC, David is also a FINRA Arbitrator. David specializes in providing financial planning services, portfolio management services for individuals, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
12/17/2010 - Present
Flagship Harbor Advisors, LLC (BOSTON MA)
MA
09/02/1986 - 12/20/2010
AMERIPRISE FINANCIAL SERVICES, INC. (BOSTON MA)
MN
03/04/2002 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 04/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2002
Series 4 - Registered Options Principal Examination
BC
Issued 04/08/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/27/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
BC
Issued 08/28/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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