Unclaimed
David Jay Katz is a registered representative with VP Distributors LLC and holds the Series 7, Series 24, and Series 7TO licenses. David has experience in the financial services industry, having previously been employed by Goldman, Sachs & Co. David’s current employment registration began on 7/12/2022. David has been in the financial services industry since 1996.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
07/12/2022 - Present
VP Distributors LLC (HARTFORD CT)
NY
11/11/1996 - 03/14/1997
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 11/07/2022
Series 24 - General Securities Principal Examination
BC
Issued 07/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/16/2022
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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