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David Jay Colwell

Citizens Securities, Inc.

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About David Jay Colwell

David Colwell is a financial professional with over 30 years of experience in the financial industry. David is currently registered with Citizens Securities, Inc. and has been with the firm since 2005. Prior to joining Citizens Securities, Inc., David was registered with Charter One Securities, Inc., H&R Block Financial Advisors, Inc., BirchTree Financial Services, Inc., Dean Witter Reynolds Inc., and PRUCO Securities Corporation. David has passed the Series 6, 7, 24, 31, 63, 65, and 66 exams. David is licensed to provide investment advice and securities products in 52 states, including Alabama, Alaska, Arkansas, California, and more. David specializes in providing financial advice to high net worth individuals, corporations, and other businesses.

Firm Information

David Colwell is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Colwell’s Registration & Firm History

OH

01/09/2023 - Present

Citizens Securities, Inc. (CLEVELAND OH)

OH

03/04/2003 - 12/01/2005

CHARTER ONE SECURITIES, INC. (CLEVELAND OH)

MI

11/30/2001 - 02/21/2003

H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)

MN

03/15/2001 - 12/03/2001

BIRCHTREE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

OH

05/12/1999 - 02/06/2001

CHARTER ONE SECURITIES, INC. (CLEVELAND OH)

NY

07/08/1997 - 05/14/1999

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NJ

04/15/1988 - 07/17/1997

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

04/15/1988 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BOTH

Issued 10/22/2016

Series 66 - Uniform Combined State Law Examination

IA

Issued 09/24/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/09/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/01/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/23/1997

Series 31 - Futures Managed Funds Examination

BC

Issued 08/22/1997

Series 7 - General Securities Representative Examination

BC

Issued 04/14/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for David Jay Colwell. Review regulatory record here.
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