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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Betman is an investment advisor representative with Morgan Stanley. David has been in the industry since June 17, 1985. Prior to working at Morgan Stanley, David was a registered representative with UBS Financial Services Inc. from February 16, 2001 to April 8, 2010 and with Gruntal & Co., L.L.C. from June 18, 1985 to February 28, 2001. David is registered in 38 states and the District of Columbia. David also holds Series 3, 7, 63, and 65 licenses, and the SIE exam. David is actively working in the West Conshohocken, Pennsylvania branch office of Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
PA
02/11/2014 - Present
Morgan Stanley (West Conshohocken PA)
PA
02/16/2001 - 04/08/2010
UBS FINANCIAL SERVICES INC. (CONSHOHOCKEN PA)
NY
06/18/1985 - 02/28/2001
GRUNTAL & CO., L.L.C. (NEW YORK NY)
IA
Issued 08/20/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1987
Series 3 - National Commodity Futures Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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