Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Beth is a financial professional with over 20 years of experience in the industry. David has held various roles at prominent financial institutions, including D & D Securities, Inc. and Divine Capital Markets LLC. David currently serves as a Registered Representative at Wallachbeth Capital LLC. David is licensed to provide financial services in numerous states, including Florida, California, New York, and Pennsylvania. David holds several securities licenses, including Series 3, Series 4, Series 7, Series 9, Series 10, Series 24, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
11/20/2008 - Present
Wallachbeth Capital LLC (Boca Raton FL)
NY
01/19/2007 - 11/24/2008
DIVINE CAPITAL MARKETS LLC (NEW YORK NY)
PA
01/20/2003 - 02/05/2007
D & D SECURITIES, INC. (PHILADELPHIA PA)
BC
Issued 01/11/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2008
Series 24 - General Securities Principal Examination
BC
Issued 04/03/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/19/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/13/2000
Series 4 - Registered Options Principal Examination
BC
Issued 01/31/2023
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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