Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Upole is a financial advisor with over 20 years of experience in the financial services industry. David is currently registered with Cetera Investment Advisers LLC in Cumberland, Maryland. David has held previous registrations with M&T Securities, Inc., The Huntington Investment Company, and Primevest Financial Services, Inc. David is a Series 7, Series 24, Series 63 and Series 65 licensed professional. David's areas of expertise include financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
08/07/2018 - Present
Cetera Investment Advisers LLC (CUMBERLAND MD)
MD
02/20/2009 - 11/13/2015
M&T SECURITIES, INC. (OAKLAND MD)
MD
06/28/2005 - 01/23/2009
M&T SECURITIES, INC. (LA VALE MD)
OH
11/18/2003 - 06/06/2005
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
MN
10/14/1998 - 10/07/2003
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
IA
Issued 7/8/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/3/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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