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David Jason Moore

Fidelity Brokerage Services LLC

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About David Jason Moore

David Jason Moore has been in the financial services industry since July 30, 2001. David is currently registered with Fidelity Brokerage Services LLC in Boston, Massachusetts. Prior to joining Fidelity Brokerage Services LLC, David worked at Fidelity Investments Institutional Services Company, Inc., Scudders Investor Services, Inc., Scudders Financial Services, Inc., and John Hancock Distributors, Inc.. David holds FINRA Series 6, 7, and 63 licenses as well as the Securities Industry Essentials Examination (SIE). David is registered in 51 states.

Firm Information

David Moore is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Moore’s Registration & Firm History

MA

06/04/2010 - Present

Fidelity Brokerage Services LLC (BOSTON MA)

RI

02/14/2000 - 12/31/2004

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

NY

04/15/1998 - 10/29/1999

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

MA

03/19/1997 - 05/01/1998

SCUDDER FINANCIAL SERVICES, INC. (BOSTON MA)

NY

12/11/1996 - 03/06/1997

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

MA

04/05/1995 - 05/14/1996

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

04/05/1995 - 05/14/1996

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 06/25/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/03/2010

Series 7 - General Securities Representative Examination

BC

Issued 04/03/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for David Jason Moore.
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