Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Jason Gordon is a financial advisor with over 25 years of experience in the industry. David has been a registered representative with Stifel, Nicolaus & Company, Inc. since March 2019. Prior to joining Stifel, Nicolaus & Company, Inc., David was a registered representative with FIRST EMPIRE SECURITIES, INC. for over 16 years. David's experience and dedication to his clients make him a valuable asset to any financial advisor seeking guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/15/2019 - Present
Stifel, Nicolaus & Company, Inc. (HAUPPAUGE NY)
NY
03/07/2003 - 03/15/2019
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
NY
02/16/1999 - 06/06/2002
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
NY
10/08/1998 - 01/22/1999
TASIN & COMPANY, INC. (HAUPPAUGE NY)
NY
05/26/1998 - 10/26/1998
STATE STREET SECURITIES, INC. (GREAT NECK NY)
NA
02/05/1997 - 05/26/1998
WALSH MANNING SECURITIES, LLC
BC
Issued 02/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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