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David Jason Bernstein

Tiaa-Cref Individual & Institutional Services, LLC

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About David Jason Bernstein

David Bernstein is a financial advisor with Tiaa-Cref Individual & Institutional Services, LLC. David has been in the industry for over 20 years and is registered with the state of Pennsylvania as an Investment Advisor Representative. David is also registered with FINRA as a registered representative. David has a broad range of experience in the financial services industry and is committed to providing clients with personalized advice and guidance.

Firm Information

David Bernstein is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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David Bernstein’s Registration & Firm History

PA

10/08/2007 - Present

Tiaa-Cref Individual & Institutional Services, LLC (Philadelphia PA)

PA

08/21/2006 - 09/19/2007

CCO INVESTMENT SERVICES CORP. (HUNTINGDON VALLEY PA)

NJ

07/31/2003 - 08/18/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)

MN

01/08/2003 - 07/18/2003

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

01/08/2003 - 07/18/2003

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 01/14/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/07/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Jason Bernstein.
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