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David Jaro Holy

Vanguard Marketing Corp.

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About David Jaro Holy

David Holy is a financial professional who has been working in the industry since 2021. David is currently registered with Vanguard Marketing Corp. and holds Series 7TO, Series 63, and SIE licenses. David is registered in 53 states and is currently active in the broker-dealer channel.

Firm Information

David Holy is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Holy’s Registration & Firm History

AZ

10/14/2021 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 09/07/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/14/2021

Series 7TO - General Securities Representative Examination

BC

Issued 07/14/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David Jaro Holy. Review regulatory record here.
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