Unclaimed
David Holy is a financial professional who has been working in the industry since 2021. David is currently registered with Vanguard Marketing Corp. and holds Series 7TO, Series 63, and SIE licenses. David is registered in 53 states and is currently active in the broker-dealer channel.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
10/14/2021 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 09/07/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/14/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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