Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Jaramillo is a financial advisor with over 1 year of experience in the financial services industry. David is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in California. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., David was a financial advisor at J.P. Morgan Securities LLC. David is also a registered Investment Advisor in California. David specializes in providing financial advice to individuals, corporations, and charitable organizations. David is committed to providing his clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/17/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LOS ANGELES CA)
CA
05/04/2020 - 07/01/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SUN VALLEY CA)
CA
06/13/2019 - 04/22/2020
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
BOTH
Issued 06/04/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/26/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/13/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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