Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Williams is a financial advisor with over 11 years of experience in the industry. David is registered with J. W. Cole Advisors, Inc. in Prescott, Arizona. David is a Certified Financial Planner™ professional and has earned the Series 63, Series 65, Series 7, Series 9, Series 10, Series 24, and SIE licenses. Prior to joining J. W. Cole Advisors, Inc., David worked at The O.N. Equity Sales Company in Cincinnati, Ohio, and USAA Financial Advisors, Inc. in Phoenix, Arizona. David specializes in working with individuals, families, and businesses, and offers financial planning, portfolio management, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
12/15/2022 - Present
J. W. Cole Advisors, Inc. (Prescott AZ)
OH
05/19/2015 - 12/16/2022
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
AZ
07/08/2013 - 04/24/2015
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
04/08/2011 - 06/25/2013
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
IA
Issued 08/12/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2015
Series 24 - General Securities Principal Examination
BC
Issued 08/30/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/28/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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