Unclaimed
David Tomlinson is a registered representative with Wells Fargo Securities, LLC. David has been in the securities industry since October 2012. David holds Series 99 and SIE licenses. David is located in Charlotte, North Carolina and can be reached at the Wells Fargo Securities, LLC office at 1525 W WT HARRIS BLVD, Charlotte, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/16/2012 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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