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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid James Thompson is a financial advisor with Morgan Stanley, a large firm with a strong presence in the financial services industry. With a career spanning over a decade, David has garnered a wealth of experience in providing financial guidance to individuals and organizations. David holds the Series 66, Series 7, and SIE licenses, showcasing his comprehensive knowledge and expertise in the financial realm. His focus on personalized financial planning and portfolio management ensures that clients receive tailored advice to meet their unique needs and objectives. He is registered to provide investment advice in numerous states across the US, demonstrating his commitment to serving clients nationwide. David Thompson's dedication to professional growth and client satisfaction makes him a valuable asset to those seeking comprehensive financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WA
03/15/2019 - Present
Morgan Stanley (Bellevue WA)
WA
06/24/2016 - 10/25/2017
MORGAN STANLEY (BELLEVUE WA)
WA
06/19/2013 - 06/28/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OLYMPIA WA)
BOTH
Issued 01/12/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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