Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Thompson is a financial professional with over a decade of experience in the industry. David has held roles with prominent firms such as UBS Securities LLC, TD Ameritrade, Inc., and Velocity Clearing, LLC, demonstrating a breadth of experience. He has a strong understanding of the financial markets, with expertise in various areas including securities trading, options, and commodities. David is currently affiliated with Curvature Securities LLC, bringing his knowledge and skills to serve clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
04/03/2024 - Present
Curvature Securities LLC (CHATHAM NJ)
NJ
09/27/2022 - 04/02/2024
VELOCITY CLEARING, LLC (HAZLET NJ)
IL
07/06/2011 - 04/21/2014
TD AMERITRADE, INC. (CHICAGO IL)
NY
05/26/2003 - 07/17/2003
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 09/23/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2023
Series 4 - Registered Options Principal Examination
BC
Issued 07/08/2022
Series 24 - General Securities Principal Examination
BC
Issued 11/21/2022
Series 57TO - Securities Trader Exam
BC
Issued 09/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/05/2011
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 10/31/2011
Series 3 - National Commodity Futures Examination
BC
Issued 07/05/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/23/2003
Series 17 - Limited Registered Representative Examination
Active
Inactive
F
FINRA
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