Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Switala has been in the financial services industry since 1982. David is currently registered with Brighton Securities Corp., a firm based in Rochester, NY. Previously, David was registered with TRG ADVISORS, INC. David has been a registered representative since 1992. David is licensed to provide investment advice in 8 states: California, Colorado, Florida, New York, North Carolina, Pennsylvania, South Carolina, and Virginia. David's areas of specialization include: securities, commodities, investment banking, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
12/19/2018 - Present
Brighton Securities Corp. (Falconer NY)
NY
06/06/1998 - 12/19/2018
TRG ADVISORS, INC. (Falconer NY)
AZ
10/01/1997 - 06/02/1998
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
NY
01/03/1992 - 10/01/1997
USLIFE EQUITY SALES CORP. (NEW YORK NY)
NY
02/25/1991 - 12/31/1991
CADARET, GRANT & CO., INC. (SYRACUSE NY)
WI
06/10/1986 - 02/28/1991
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
05/22/1986 - 02/28/1991
NML EQUITY SERVICES, INC. (MILWAUKEE WI)
NA
05/18/1982 - 05/01/1986
PHOENIX EQUITY PLANNING CORPORATION
BC
Issued 12/09/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/14/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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