Unclaimed
David James Stickler is a financial advisor associated with Northwestern Mutual Investment Services, LLC. David has been in the securities industry since February 5, 2009. David is registered with the following states: Arizona, California, Florida, Georgia, Indiana, Mississippi, Missouri, South Carolina, Texas, and Virginia. David has passed the Series 6, Series 7TO, and Series 63 exams. David's current office location is in Jacksonville, Florida at 4345 Southpoint Blvd, SUITE 400.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
02/05/2009 - Present
Northwestern Mutual Investment Services, LLC (JACKSONVILLE FL)
BC
Issued 04/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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