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David James Schrader

Canaccord Genuity LLC

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About David James Schrader

David Schrader is a financial professional with over a decade of experience in the industry. David is a Registered Representative with Canaccord Genuity LLC. David has a strong background in securities trading and has held various positions with Canaccord Genuity LLC and Canaccord Genuity Securities LLC. David is also a licensed General Securities Principal, a Registered Options Principal, and holds several other licenses including Series 7, Series 24, Series 55, Series 57TO and SIE. David has a proven track record of success in helping clients achieve their financial goals.

Firm Information

David Schrader is currently registered with Canaccord Genuity LLC. Canaccord Genuity LLC is a Limited Liability Company formed in February 2004. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Canaccord Genuity LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Schrader’s Registration & Firm History

NY

06/19/2012 - Present

Canaccord Genuity LLC (NEW YORK NY)

NY

01/20/2011 - 09/27/2012

CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)

NY

03/26/2012 - 03/29/2012

CANACCORD GENUITY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/28/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/29/2022

Series 24 - General Securities Principal Examination

BC

Issued 09/12/2012

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/19/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David James Schrader.
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