Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Saari is a financial advisor who has been working in the industry since 2015. David is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Pepper Pike, Ohio, and has also been registered with PRUCO SECURITIES, LLC. in Mayfield Heights, Ohio. David is licensed to provide investment advice and securities services in several states across the country, including Ohio, Texas, California, Arizona, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, New Jersey, New York, North Carolina, Oklahoma, Pennsylvania, South Carolina, Tennessee, Virginia, Washington, and West Virginia. David has passed the Series 7, Series 6, Series 66, Series 9, and Series 10 exams. David specializes in portfolio management for individuals and businesses, as well as providing investment advice to insurance companies, charitable organizations, pension and profit sharing plans, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
03/10/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PEPPER PIKE OH)
OH
09/14/2015 - 10/26/2016
PRUCO SECURITIES, LLC. (MAYFIELD HEIGHTS OH)
BOTH
Issued 06/29/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/03/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/26/2016
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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