Unclaimed
David Rueth is a financial professional with over 17 years of experience in the industry. David is currently registered with Hamilton Lane Securities LLC in Englewood, Colorado. David has held previous positions with IMST Distributors, LLC, Foreside Fund Services, LLC, Grand Distribution Services, LLC, ING Investments Distributor, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. David is licensed to provide investment advice in Alaska, Arizona, California, Colorado, Hawaii, Idaho, Nevada, New Mexico, Oregon, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
07/18/2021 - Present
Hamilton Lane Securities LLC (Englewood CO)
CO
12/11/2013 - 07/16/2021
IMST DISTRIBUTORS, LLC (DENVER CO)
CO
06/28/2012 - 12/31/2013
FORESIDE FUND SERVICES, LLC (DENVER CO)
WI
10/11/2011 - 06/28/2012
GRAND DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
AZ
07/06/2005 - 09/26/2011
ING INVESTMENTS DISTRIBUTOR, LLC (SCOTTSDALE AZ)
NY
01/08/2004 - 05/13/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 03/23/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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