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David James Rueth

Hamilton Lane Securities LLC

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About David James Rueth

David Rueth is a financial professional with over 17 years of experience in the industry. David is currently registered with Hamilton Lane Securities LLC in Englewood, Colorado. David has held previous positions with IMST Distributors, LLC, Foreside Fund Services, LLC, Grand Distribution Services, LLC, ING Investments Distributor, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. David is licensed to provide investment advice in Alaska, Arizona, California, Colorado, Hawaii, Idaho, Nevada, New Mexico, Oregon, Utah, and Washington.

Firm Information

David Rueth is currently registered with Hamilton Lane Securities LLC. Hamilton Lane Securities LLC is a Limited Liability Company formed in August 2015. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Rueth’s Registration & Firm History

CO

07/18/2021 - Present

Hamilton Lane Securities LLC (Englewood CO)

CO

12/11/2013 - 07/16/2021

IMST DISTRIBUTORS, LLC (DENVER CO)

CO

06/28/2012 - 12/31/2013

FORESIDE FUND SERVICES, LLC (DENVER CO)

WI

10/11/2011 - 06/28/2012

GRAND DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)

AZ

07/06/2005 - 09/26/2011

ING INVESTMENTS DISTRIBUTOR, LLC (SCOTTSDALE AZ)

NY

01/08/2004 - 05/13/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/23/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/07/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David James Rueth.
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