Unclaimed
David James Routt has been in the financial services industry since 1999 and is currently registered with PFS Investments Inc. in Mansfield, TX. David James Routt holds a Series 6, Series 26, and Series 63 license and is registered in Arizona, Colorado, and New Mexico. He is also licensed to sell securities in the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
07/19/2007 - Present
PFS Investments Inc. (MANSFIELD TX)
NM
08/28/2006 - 02/28/2007
FINANCIAL NETWORK INVESTMENT CORPORATION (FARMINGTON NM)
GA
05/11/2006 - 08/29/2006
PFS INVESTMENTS INC. (DULUTH GA)
GA
05/03/1999 - 02/03/2006
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 12/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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