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David James Power

Cetera Investment Services LLC

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About David James Power

David Power is a financial advisor with Cetera Investment Services LLC in St. Cloud, MN. He is registered with the Financial Industry Regulatory Authority (FINRA) and has been in the industry since 2004. David Power has experience in the investment industry, specializing in the financial services sector.

Firm Information

David Power is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Power’s Registration & Firm History

MN

05/16/2013 - Present

Cetera Investment Services LLC (ST CLOUD MN)

TN

02/13/2007 - 03/31/2012

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

TN

01/27/2003 - 02/13/2007

AMSOUTH INVESTMENT SERVICES, INC. (MADISON TN)

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Licenses & Designations

BC

Issued 02/11/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/24/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David James Power.
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