Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Maxwell is a financial advisor at LPL Financial LLC. David has been working in the financial industry since 1995. David has a strong background in investment management and financial planning. David has the Series 7, 6, 63, and 66 licenses. David is currently registered with the following states: California, Colorado, Delaware, Florida, Maryland, Massachusetts, Nevada, New Jersey, New York, North Carolina, Pennsylvania, and Virginia. In addition to his work with LPL Financial LLC, David has also worked for Edward Jones and Federated Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/06/2018 - Present
LPL Financial LLC (SEWELL NJ)
NJ
09/09/1999 - 03/07/2018
EDWARD JONES (SEWELL NJ)
PA
06/13/1997 - 06/30/1999
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
NA
05/26/1995 - 07/09/1997
PENN SQUARE MANAGEMENT CORPORATION
BOTH
Issued 12/05/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/25/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Maxwell is the right advisor for you? Invested Better is here to help.
