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David James Luvisa

Keystone Capital Markets

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About David James Luvisa

David Luvisa is a financial advisor with over 30 years of experience in the industry. David has a strong background in securities, operations, and investment banking. David currently works at Keystone Capital Markets in Irvine, California. David has a strong track record of success and is committed to providing his clients with the highest level of service.

Firm Information

David Luvisa is currently registered with Keystone Capital Markets. Keystone Capital Markets is a Limited Liability Company formed in April 2017. The firm is registered in Arizona, California, Colorado, Florida, Hawaii, Illinois, Nevada, Ohio, Tennessee, Utah, and Washington, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Luvisa’s Registration & Firm History

CA

08/28/2017 - Present

Keystone Capital Markets (IRVINE CA)

CA

04/26/2017 - 08/30/2017

KEYSTONE CAPITAL CORPORATION (Irvine CA)

IL

11/04/2014 - 04/03/2017

RELIANCE WORLDWIDE INVESTMENTS, LLC (GURNEE IL)

CA

10/05/2007 - 10/06/2014

HUNTER WISE SECURITIES, LLC (IRVINE CA)

CA

12/19/2005 - 09/25/2007

CITIGROUP GLOBAL MARKETS INC. (LAGUNA HILLS CA)

CA

01/22/2001 - 01/18/2006

CITIGROUP GENEVA CAPITAL STRATEGIES INC. (LAGUNA HILLS CA)

NY

09/08/1993 - 12/18/1997

D.H. TROOB & COMPANY (NEW YORK NY)

NY

04/11/1988 - 08/29/1990

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

04/21/1987 - 04/11/1988

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 12/11/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/10/2020

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/2000

Series 7 - General Securities Representative Examination

BC

Issued 05/22/1987

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David James Luvisa.
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