Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid James Leonard is a financial professional with over 20 years of experience in the financial services industry. David has held several positions at prominent financial institutions including Scudder Investor Services, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Currently, David is registered with Fidelity Brokerage Services LLC and is located in Smithfield, RI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
10/08/2012 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NY
02/23/1993 - 08/25/1999
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
MN
02/17/1992 - 10/23/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/17/1992 - 10/23/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 04/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2012
Series 99 - Operations Professional Examination
BC
Issued 02/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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