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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Jorgensen is an investment advisor representative at RBC Capital Markets, LLC, where he has been working since March 2024. He specializes in financial planning, pension consulting, and portfolio management for both individuals and businesses. David also provides services to public and private employee benefit plans, endowment funds, foundations, family trusts, and various capital/operating funds. David has over 20 years of experience in the financial services industry. His previous experience includes positions at Morgan Stanley and MML Investors Services, LLC. David is registered with the Securities and Exchange Commission (SEC) and holds the Series 6, 7, 31, 63, and 65 licenses as well as the Securities Industry Essentials (SIE) Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
03/18/2024 - Present
RBC Capital Markets, LLC (HARTFORD CT)
CT
07/20/2012 - 03/27/2024
MORGAN STANLEY (Hartford CT)
NY
02/10/2010 - 05/16/2012
MML INVESTORS SERVICES, LLC (NEW YORK NY)
CT
04/02/2004 - 02/12/2010
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
IA
Issued 06/21/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 07/19/2012
Series 7 - General Securities Representative Examination
BC
Issued 04/01/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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