Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Hood is a financial advisor with Stifel, Nicolaus & Company, Inc. located in Owosso, MI. David has been a registered investment advisor since 2004 and has worked at several firms during that time, including Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, and A. G. Edwards & Sons, Inc. David has a wide range of experience and offers a variety of services to individual and business clients including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
08/13/2020 - Present
Stifel, Nicolaus & Company, Inc. (OWOSSO MI)
MI
01/01/2008 - 08/20/2020
WELLS FARGO CLEARING SERVICES, LLC (OWOSSO MI)
MI
07/15/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (OWOSSO MI)
BOTH
Issued 07/28/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/07/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/30/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 07/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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