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David James Hesse

Northwestern Mutual Investment Services, LLC

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About David James Hesse

David James Hesse is a financial professional with over 27 years of experience in the industry. David is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since February 2002. Prior to joining Northwestern Mutual Investment Services, LLC, David worked at Catholic Financial Services Corporation, AAL Capital Management Corporation, Olde Discount Corporation, and Chatfield Dean & Co., Inc. David holds Series 7, 24, 63, and 65 licenses and is registered in 17 states. David is dedicated to providing financial guidance and support to his clients.

Firm Information

David Hesse is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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David Hesse’s Registration & Firm History

WI

02/07/2002 - Present

Northwestern Mutual Investment Services, LLC (APPLETON WI)

WI

06/16/1999 - 11/26/2001

CATHOLIC FINANCIAL SERVICES CORPORATION (MILWAUKEE WI)

MN

07/23/1996 - 06/09/1999

AAL CAPITAL MANAGEMENT CORPORATION (MINNEAPOLIS MN)

MI

11/17/1993 - 08/31/1994

OLDE DISCOUNT CORPORATION (DETROIT MI)

CO

06/18/1993 - 10/28/1993

CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

IA

Issued 02/05/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/18/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/22/1997

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David James Hesse.
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