Unclaimed
David James Harris is a Registered Representative with TIAA-CREF Individual & Institutional Services, LLC in Fayetteville, AR. David has been in the financial services industry for over 4 years, beginning their career at Farmers Financial Solutions, LLC. David works with individuals, high net worth individuals and corporations. David holds Series 63, 65 and 7 licenses as well as the SIE exam. David is experienced in financial planning and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
AR
06/26/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Fayetteville AR)
MN
01/06/2023 - 06/02/2023
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
MO
05/15/2020 - 12/05/2022
CAMBRIDGE INVESTMENT RESEARCH, INC. (Joplin MO)
MO
09/23/2019 - 05/21/2020
VOYA FINANCIAL ADVISORS, INC. (JOPLIN MO)
MO
06/26/2019 - 09/24/2019
FARMERS FINANCIAL SOLUTIONS, LLC (KANSAS CITY MO)
IA
Issued 10/08/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/26/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/30/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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