Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid James Gunter is a financial advisor at Raymond James & Associates, Inc. David has been in the industry for over 28 years, and has worked with a variety of clients including insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth. David holds Series 7, 9, 10, 24, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
01/09/2015 - Present
Raymond James & Associates, Inc. (Ridgeway PA)
PA
03/10/2009 - 12/04/2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED (OIL CITY PA)
PA
05/19/2006 - 03/10/2009
BUTLER, WICK & CO., INC. (OIL CITY PA)
PA
01/04/2005 - 05/26/2006
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (OIL CITY PA)
CA
06/14/2000 - 01/13/2005
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
IL
02/09/1998 - 05/16/2000
COVA LIFE SALES COMPANY (OAKBROOK TERRACE IL)
NC
07/27/1994 - 04/21/1997
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NY
11/02/1993 - 07/29/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/03/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/18/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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