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David James Gullen

Boston Partners Securities, LLC

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About David James Gullen

David Gullen is a registered representative with Boston Partners Securities, LLC. David has been in the securities industry since April 11, 2005 and is licensed to sell securities in all 50 states, the District of Columbia and Puerto Rico. David holds the Series 63, Series 7, and SIE securities licenses.

Firm Information

David Gullen is currently registered with Boston Partners Securities, LLC. Boston Partners Securities, LLC is a Limited Liability Company formed in May 2004. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in seven Regulatory Events and one Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Gullen’s Registration & Firm History

MA

04/11/2005 - Present

Boston Partners Securities, LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 05/20/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/09/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David James Gullen.
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