Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid James Grantham is a financial professional with over 30 years of experience in the industry. David is currently registered with The Leaders Group, Inc. and is licensed in Florida, Georgia and Wisconsin. David has held previous positions at LaSalle St Securities, L.L.C., Signator Investors, Inc., and Pruco Securities, LLC. David holds the Series 6, 63, 65, and 26 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
11/09/2018 - Present
THE Leaders Group, Inc. (Jacksonville FL)
FL
12/02/2011 - 11/09/2018
LASALLE ST SECURITIES, L.L.C. (BRADENTON FL)
FL
08/01/2011 - 12/01/2011
SIGNATOR INVESTORS, INC. (SARASOTA FL)
FL
02/17/2010 - 08/02/2011
THE LEADERS GROUP, INC. (JACKSONVILLE FL)
FL
08/20/1987 - 01/22/2010
PRUCO SECURITIES, LLC. (BRADENTON FL)
BC
Issued 02/13/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/12/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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