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David James Gorden

Keybanc Capital Markets Inc.

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About David James Gorden

David James Gorden is a financial advisor with Keybanc Capital Markets Inc. in Boston, Massachusetts. David has been in the financial industry for over 23 years. He has a Series 7, Series 24, Series 63, and Series 79TO license.

Firm Information

David Gorden is currently registered with Keybanc Capital Markets Inc.. Keybanc Capital Markets Inc. is a corporation formed on May 18, 1983 and is registered in 53 states and the SEC. The firm is headquartered in Cleveland, Ohio, and provides a wide range of investment banking and capital markets services. The firm's services include mergers and acquisitions, debt and equity underwriting, and financial advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

359

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Gorden’s Registration & Firm History

MA

03/09/2005 - Present

Keybanc Capital Markets Inc. (BOSTON MA)

NY

02/06/2004 - 08/02/2004

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

09/23/2002 - 02/06/2004

RBC DAIN RAUSCHER INC. (NEW YORK NY)

CA

08/26/1998 - 09/17/2002

ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 01/14/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/17/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David James Gorden.
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