Unclaimed
David James Gorden is a financial advisor with Keybanc Capital Markets Inc. in Boston, Massachusetts. David has been in the financial industry for over 23 years. He has a Series 7, Series 24, Series 63, and Series 79TO license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
03/09/2005 - Present
Keybanc Capital Markets Inc. (BOSTON MA)
NY
02/06/2004 - 08/02/2004
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
09/23/2002 - 02/06/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
08/26/1998 - 09/17/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
BC
Issued 01/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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