Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Freie is a financial advisor with D.a. Davidson & Co. David has been in the industry since 2000 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. David has a strong track record of success and is committed to providing his clients with personalized financial advice. Prior to working at D.a. Davidson & Co., David worked at Kirkpatrick, Pettis, Smith, Polian Inc., UBS Painewebber Inc., and H&R Block Financial Advisors, Inc. David is licensed to provide financial advice in 27 states, including Colorado, Florida, Illinois, and New York. David holds the Series 6, Series 7, Series 63, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
01/01/2005 - Present
D.a. Davidson & Co. (DENVER CO)
NE
12/17/2001 - 01/01/2005
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
NJ
04/26/2001 - 12/20/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
MI
07/14/2000 - 03/12/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
BOTH
Issued 05/04/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/13/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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