Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid James Free is a financial advisor who has been in the industry since December 9, 1994. David has a variety of licenses including Series 3, 6, 7, 63, 66, and SIE. Currently, David is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Prior to Merrill Lynch, Pierce, Fenner & Smith Inc. David was associated with Russell Investments Implementation Services, LLC, Russell Financial Services, Inc., part of Russell Investments, Russell Institutional Services Inc., part of Russell Investments, Northern Trust Securities, Inc., and Northwestern Mutual Investment Services, Inc. David is active in both Broker/Dealer and Investment Advisor capacities. David specializes in providing a range of services including portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
06/14/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
06/15/2016 - 07/22/2022
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC (Chicago IL)
IL
01/01/2008 - 06/15/2016
RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (CHICAGO IL)
IL
12/21/2005 - 01/01/2008
RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS (CHICAGO IL)
IL
02/06/1996 - 11/21/2005
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
WI
06/03/1992 - 01/19/1994
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
06/03/1992 - 01/19/1994
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 06/09/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/01/1999
Series 3 - National Commodity Futures Examination
BC
Issued 06/01/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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