Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid James Fisher is a financial advisor with Wood Warren & Co. Securities, LLC. David has been in the industry since November 2019. David is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63 and SIE licenses. David is currently registered in Idaho and has been in that state since November 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
11/14/2019 - Present
Wood Warren & Co. Securities, LLC (San Francisco CA)
BC
Issued 12/17/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/14/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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