Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ferguson is an Investment Advisor Representative with Independent Financial Group, LLC. David has been in the financial industry since 1986. David has experience working with various client types including corporations or other businesses, pension and profit sharing plans, high-net-worth individuals, and individuals other than high-net-worth. David provides financial planning and portfolio management services to individuals and businesses. David has been registered with the state of California since 1986 and is registered with other states including Colorado, Massachusetts, Oklahoma and Washington. David has also been registered with Wedbush Morgan Securities Inc, Arque Capital, Ltd, Triquest Financial, Inc and Shearson Lehman Hutton Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
07/20/2023 - Present
Independent Financial Group, LLC (LOVELAND CO)
CA
05/15/2007 - 06/16/2023
ARQUE CAPITAL, LTD. (GLENDALE CA)
CA
06/27/2001 - 05/17/2007
WEDBUSH MORGAN SECURITIES INC. (GLENDALE CA)
CA
12/18/1989 - 07/30/2001
TRIQUEST FINANCIAL, INC. (GLENDALE CA)
NA
11/24/1989 - 12/18/1989
TRIQUEST FINANCIAL, INC.
NY
05/14/1988 - 12/13/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
06/27/1986 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 09/10/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2007
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/27/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/21/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/22/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1986
Series 3 - National Commodity Futures Examination
BC
Issued 06/24/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Ferguson is the right advisor for you? Invested Better is here to help.
